A thematic approach for
a changing world

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In this environment, we believe your clients may benefit from investing in companies that we believe are likely to sustain their growth potential. BNYM Mellon Small/Mid Cap Growth SMA and BNY Mellon Small/Mid Cap Growth Fund seek out companies our investment professionals believe are likely to grow over the next several years, rather than two or three quarters.

Leveraging themes to identify opportunities for growth duration has been part of our investment process for over 15 years, and remains a priority during volatile times. Read our white paper, 8 Investment Themes for Global Growth.

Call 877-334-6899 or visit im.bnymellon.com for more information.

For Use with Financial Professionals Only. Not for Use with the General Public.

Not FDIC-Insured. Not Bank-Guaranteed. May Lose Value.

Investors should consider the investment objectives, risks, charges and expenses of a mutual fund or SMA strategy carefully before investing. To obtain a prospectus, summary prospectus, if available, or SMA offering materials that contain this and other information about this fund or SMA strategy, investors should contact their financial advisors or visit im.bnymellon.com. Investors should be advised to read these materials carefully before investing.

There can be no assurance the investment objectives described above can be met, and past performance is no guarantee of future results. With respect to the fund, Investors should discuss with their advisor the eligibility requirements for Class I and Y shares, which are available only to certain eligible investors.

Asset allocation and diversification cannot assure a profit or protect against loss. No investment strategy or risk management technique can guarantee returns or eliminate risk in any market environment.


Equities are subject to market, market sector, market liquidity, issuer, and investment style risks, to varying degrees. Small and midsized company stocks tend to be more volatile and less liquid than larger company stocks as these companies are less established and have more volatile earnings histories.

Recent market risks include pandemic risks related to COVID-19. The effects of COVID-19 have contributed to increased volatility in global markets and will likely affect certain countries, companies, industries and market sectors more dramatically than others. To the extent the fund may overweight its investments in certain countries, companies, industries or market sectors, such positions will increase the fund's exposure to risk of loss from adverse developments affecting those countries, companies, industries or sectors.

BNY Mellon Investment Management is one of the world's leading investment management organizations and one of the top U.S. wealth managers, encompassing BNY Mellon's affiliated investment management firms, wealth management services and global distribution companies. Fund management is provided by BNY Mellon Investment Adviser, Inc. (BNYM Investment Adviser). SMA account management is provided by BNY Mellon Securities Corporation (BNYMSC). Mellon Investments Corporation (Mellon) provides certain investment advisory services to BNYM Investment Adviser and BNYMSC, respectively, in connection with the fund and SMA strategy. BNYM Investment Adviser, BNY Mellon Securities Corporation and Mellon are BNY Mellon Investment Management firms. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation and may also be used as a generic term to reference the corporation as a whole or its various subsidiaries generally. More information can be found at bnymellon.com.

Views expressed are those of the author stated and do not reflect views of other managers or the firm overall.

Views are current as of the date of this publication and subject to change. Forecasts, estimates and certain information contained herein are based upon proprietary research and should not be considered as advice for investments or a recommendation of any particular security, strategy or investment product. Information contained herein has been obtained from sources believed to be reliable, but not guaranteed. Please consult a legal, tax or investment advisor in order to determine whether an investment product or service is appropriate for a particular situation. No part of this material may be reproduced in any form, or referred to in any other publication, without express written permission. BNY Mellon Investment Adviser, Inc., Mellon and BNY Mellon Securities Corporation are subsidiaries of BNY Mellon.

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