Chief Compliance Officer, Investor Solutions
Julia Braithwaite is the Chief Compliance Officer of BNY Mellon Investor Solutions. In this role, she is responsible for the management and implementation of the firm’s overall compliance program.
Julia was previously the Deputy Chief Compliance Officer of Mellon Investments Corporation. Prior to the Mellon merger in 2019, she was the Chief Compliance Officer for legacy investment firm Standish where she was primarily responsible for ensuring the firm met its regulatory and fiduciary obligations. Julia initially joined the firm in 2007 as a senior compliance officer responsible for maintaining and testing of compliance policies and procedures.
Prior to joining Standish, Julia was a compliance officer at Fortis Investments responsible for investment adviser oversight, and also worked at Fidelity Investments and State Street Research and Management in various compliance roles. She participates in industry associations such as the New England Broker Dealer and Investment Adviser Association (NEBDIAA) and National Society of Compliance Professionals (NSCP). Julia, who has over 20 years of financial industry experience, has an MBA from Bentley College, a BS from Babson College, and holds the Investment Adviser Certified Compliance Professional (IACCP) certification.