Lion Internet System

USER GUIDE

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The Lion Internet System provides institutional investors with the ability to monitor and service their mutual fund accounts online. This remote order entry system enables clients to input buy and sell orders, obtain daily rates and prices and inquire about account balances and transactions. The Lion Internet System also allows you to set up new accounts and receive broadcasts of important news messages.

The system is designed using state-of-the-art technology to ensure a secure trading environment and prevent unauthorized access.

 

Inquiry Capabilities

ACCESS PERTINENT CUSTOMER INFORMATION, INCLUDING:

  • Account Registration
  • Account Number
  • Customer Internal Account Number, if any
  • Social Security Number
  • Account Balance
  • Checkwriting Option
  • Branch Code
  • Expedite Instructions
  • Month-to-Date Dividends/Year-to-Year Dividends
  • TEFRA or NRA Tax Information
  • Total Amount of Collected/Uncollected Funds
  • Historical Transactions
  • Date Account Was Established

 

Reporting Capabilities

ACCESS AND RETRIEVE DETAILED DAILY AND MONTHLY REPORTS, INCLUDING:

  • Daily Rates Reports listing the previous day's closing prices, daily rate of return, and seven-day and 30-day yields for a specific fund or a group of funds
  • Historical Rates Reports listing, by fund, daily price, daily yield, and daily rate of return from previous months, or a specified range of dates
  • Daily or Monthly Audit Reports listing account balances either by the client's internal account number or by account number
  • Daily or Monthly Totals Reports listing total assets for all funds or for a specified fund
  • Daily Trade Reports listing and describing all trades that have been placed over the system

CIS-72288-2019-08-05