Policies & Information
For Financial Advisors
Redemption Fee Policy Guide
Financial Advisors that do not use the NSCC to transmit redemption fees are required to wire and report fee collections periodically. You must complete this report and e-mail it to RedFee@bnymellon.com the same day as the wire.
Redemption Fee Payment Report
For additional information on our redemption fee policy, please refer to the representative prospectus supplement that is included in the Redemption Fee Implementation Guide beginning on page 8. You may also call us at 1-800-242-8671 (broker-dealer firms) or 1-800-346-3621 (banks and all other institutions).
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