Model portfolios crafted to meet
targeted client outcomes
We offer model portfolios designed around a client’s desired outcome.
They give financial professionals the flexibility to take a holistic approach
and target a particular investor’s goals.
Key to achieving our models’ targeted outcome objectives are three pillars.
Client Outcome Focused
Our ETF models are built to help meet the specific needs of investors: growth, income, and stability, with an emphasis on risk management and low cost implementation.
Our models seek to provide broad asset class diversification across equity, fixed income and alternatives. Client assets are managed by BNY Mellon and a carefully curated group of best-in-class investment managers, each of which has passed an extensive due diligence review.
BNY Mellon Investor Solutions leverages the capabilities of BNY Mellon and employs over 65 investment personnel with more than $27B in client assets under management or advisement (as of 9/30/20). The Investor Solutions team has deep experience in asset allocation, manager research, portfolio construction, risk management and more.
BNY Mellon ETF Models
Our models are constructed to help meet specific client goals, and may work well for clients and financial
professionals who prefer that their investments are managed toward specific planning objectives.
Seek to grow the portfolio through active risk management and inflation-adjusted appreciation over a long-term time horizon.
Seek to provide a consistent stream of inflation-aware current income and liquidity for ongoing cash flow needs.
Seek to minimize portfolio volatility
and principal loss.
Financial professionals may select from among 14 versions of the model portfolios to tailor an SMA
solution to their clients’ needs, including taxable and tax-aware models.
- Taxable Models
- Tax Aware Models
About the Team
BNY Mellon Investor Solutions is the team behind the model portfolios. Within BNY Mellon
they provide services as a shared platform with more than $31.6B in assets under management or
advisement as of 6/30/21 with over 105 clients globally.
Services & Capabilites
Trust and custody facilitation
The SMA portfolio models described in this presentation utilize both BNY Mellon and third-party exchange-traded funds ("ETFs").
Investors should consider the investment objectives, risks, charges and expenses of a mutual fund or SMA carefully before investing. To obtain a prospectus, summary prospectus, if available, or SMA offering materials that contain this and other information about a fund or SMA, contact your financial professional or visit im.bnymellon.com. Please read these materials carefully before investing. Not all classes of fund shares may be available to all investors or through all broker-dealer platforms.
Although an asset allocation plan can be a valuable tool to help reduce overall volatility, all investments involve risks, including possible loss of principal. Asset allocation and diversification cannot assure a profit or protect against loss. The models include ETFs which are managed using various investment strategies involving certain risks. Therefore, the models are subject to those same risks. In addition, investors are subject to the fees and expenses of the underlying funds included in the models.
This material has been distributed for informational purposes only and should not be considered as investment advice or a recommendation of any particular investment, strategy, investment manager or account arrangement. This material does not take into account the particular investment objectives, restrictions, or financial, legal or tax situation of any specific investor. Investors should consult a legal, tax or financial professional in order to determine whether an investment product or service is appropriate for a particular situation.
Model portfolios may not achieve their stated objectives. The investment allocations within each model are subject to change without notice. The models described may not be appropriate for all investors. Past performance is no guarantee of future results.
BNY Mellon Securities Corporation ("BNYMSC") is the investment manager of record with respect to the ETF-based SMA strategies described in this presentation. BNY Mellon Investor Solutions, LLC ("BNYM Investor Solutions") provides certain investment advisory services to BNYMSC in connection with those strategies. BNY Mellon ETF Investment Adviser, LLC ("BNYM ETF Adviser") is the investment adviser of the BNY Mellon ETFs, for which BNYMSC acts as distributor.
BNY Mellon Investment Management is one of the world’s leading investment management organizations, encompassing BNY Mellon’s affiliated investment management firms and global distribution companies. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation and may also be used as a generic term to reference the corporation as a whole or its various subsidiaries generally. BNYM Investor Solutions, BNYM ETF Adviser and BNYMSC are registered investment advisers and BNY Mellon Investment Management Companies. BNYMSC is also a registered broker-dealer and member of FINRA.
Not FDIC-Insured | No Bank Guarantee | May Lose Value