Why Invest With Us

BNY Mellon Investment Management is one of the world’s leading investment management organizations and one of the top U.S. wealth managers. Our business encompasses BNY Mellon’s affiliated investment management firms, wealth management services, and global distribution companies.

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We are BNY Mellon Investment Management

At BNY Mellon, having 230 years of experience has taught us a profound lesson about investing: Progress begins with a forward-thinking idea.

 

 

BNY Mellon Investment Management operates under a distinctive model designed specifically to stimulate, assess and share forward-thinking ideas with our clients around the world.

Why? We believe that diversification goes deeper than the selection of funds in your portfolio. Because if your investment strategies all come from the same mega-manager firm, they are at risk of being shaped in a big investment strategy meeting where insights and ideas could surrender to groupthink, and portfolios may be created with an undiversified view.

There is a better way. At BNY Mellon Investment Management, we believe in specialist investment boutiques where enlightened thinking flourishes. Each of our investment boutiques has deep expertise in specific areas of the fixed income, equities and alternatives spectrum.  Each boutique follows its own independent investment approach, thus avoiding the dangers of blind consensus.  So your portfolio can benefit from multiple perspectives and a higher level of diversification. 

We stand ready to share our insights and expertise with you.

Investment Management Capabilities Brochure

WE ARE PART OF BNY MELLON
Started by Alexander Hamilton in 1784, BNY Mellon is one of the longest-lasting financial institutions in the world. We have endured, been innovative and gone on to prosper through every economic event and market move over the past 230 years.

Company Profile

BNY Mellon Investment Management is one of the world’s leading investment management organizations and one of the top U.S. wealth managers.

  • $1.8 trillion
    ASSETS UNDER MANAGEMENT
    (as of September 30, 2018)
  • 7 th largest
    U.S. MONEY MANAGER WORLDWIDE
    (Willis Towers Watson, October 2017)
  • 4 th largest
    U.S. INSTITUTIONAL MONEY MANAGER
    (Pensions & Investments, May 2018)

 

Our Investment Boutiques

We have the scale to deliver diversified beta – and the skill to deliver uncorrelated alpha.
(AUM data as of Sept 30, 2018)

 

$33.2 BILLION
Global sub-investment grade debt asset management
$2.6 billion
Brazilian equity; long/short; macro; corporate bonds and fixed income strategies
$214.1 BILLION
Full array of money market funds and select offshore liquidity funds
$787.3 BILLION
Leader in global fixed income, risk management solutions and absolute return investing
$67.5 BILLION
Active manager of equity, bond, multi-asset, absolute-return, income and sustainable solutions within a global thematic framework
$13.2 BILLION
Multi-strategy private equity investing; direct investment and multi-manager funds
$69.6 BILLION
Global equity investment management
$50.7 BILLION
A broad range of research driven global active equity strategies
$380.2 BILLION
Fundamentals-based systematic investing; index and multi-asset & multi-factor solutions
$137.9 BILLION
Fundamental active fixed income and credit capabilities

AUM in USD as of Sept 30, 2018.
Standish, Mellon Capital and The Boston Company are brands of BNY Mellon Asset Management North America Corporation. Effective on January 31, 2018, The Boston Company Asset Management, LLC (TBCAM) and Standish Mellon Asset Management Company LLC (Standish) merged into Mellon Capital Management Corporation (Mellon Capital), which immediately changed its name to BNY Mellon Asset Management North America Corporation.

Investment Management Leadership

 

MITCHELL E. HARRIS
MITCHELL E. HARRIS
Chief Executive Officer, Investment Management
MATT OOMEN
MATT OOMEN
Head of Global Distribution, Investment Management
RENEE LAROCHE-MORRIS
RENEE LAROCHE-MORRIS
Chief Operating Officer, Investment Management
JAMIE LEWIN
JAMIE LEWIN
Managing Director and Head of Product Strategy & Performance Management, BNY Mellon Investment Management
CINDY CARUSO
CINDY CARUSO
Global Head of Human Resources, BNY Mellon Investment Management & Markets
GREG ALLAN BRISK
GREG ALLAN BRISK
Head of Investment Management Governance, BNY Mellon Investment Management
STEPHEN SCOTT
STEPHEN SCOTT
Chief Financial Officer, BNY Mellon Investment Management
JOHN PAK
JOHN PAK
Deputy General Counsel, BNY Mellon Investment Management

We have expertise across a broad asset class spectrum

Fixed Income

  • Core, core plus, credit, high yield
  • Indexed
  • Municipal/tax sensitive/TIPS
  • Short, intermediate and long duration
  • Stable value
  • Structured debt/ABS
  • U.K./emerging markets/European
  • U.S./non-U.S./global

Equity

  • Core, growth and value styles
  • Fundamental and quantitative
  • Indexed, smart beta/strategic beta
  • Small, mid, large and broad cap
  • U.K./emerging and frontier markets/country specific
  • U.S./non-U.S./global

Alternatives

  • Commodities/agriculture
  • Currency/hedging
  • Distressed and special situations debt
  • Global macro
  • Market neutral/long-short/absolute return style
  • Middle market direct lending (Europe, U.S.)
  • Overlay/futures/swaps
  • Portable alpha
  • Private equity
  • Senior secured loans
  • Structured credit

Asset Allocation

  • Global and U.S. tactical asset allocation
  • Multi-asset, multi-alternative
  • Target maturity

Investment Solutions

  • Liability-driven investing
  • Regime-based asset allocation
  • Fiduciary management/investment outsourcing

Real Estate

  • REITs
  • Direct real estate
  • Distressed
  • Private debt

Real Assets

  • Global farmland
  • Global infrastructure
  • Energy

RESPONSIBLE INVESTING

  • U.S. /non-U.S. /global equity
  • Carbon efficiency
  • Socially responsible hedge funds

Cash

  • U.S./euro/sterling

Important Information

BNY Mellon Investment Management is one of the world’s leading investment management organizations and one of the top U.S. wealth managers, encompassing BNY Mellon’s affiliated investment management firms, wealth management organization and global distribution companies. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation and may also be used as a generic term to reference the Corporation as a whole or its various subsidiaries generally. Products and services may be provided under various brand names and in various countries by subsidiaries, affiliates and joint ventures of The Bank of New York Mellon Corporation where authorized and regulated as required within each jurisdiction.

Products or services described herein are provided by BNY Mellon, its subsidiaries, affiliates or related companies and may be provided in various countries by one or more of these companies where authorized and regulated as required within each jurisdiction. Certain investment vehicles may only be offered through regulated entities or licensed individuals, such as a bank, a broker-dealer or an insurance company. However, this material is not intended, nor should be construed, as an offer or solicitation of services or products or an endorsement thereof in any jurisdiction or in any circumstance that is otherwise unlawful or unauthorized. The investment products and services mentioned here are not insured by the FDIC (or any other state or federal agency), are not deposits of or guaranteed by any bank, and may lose value.

This material is not intended as an offer to sell or a solicitation of an offer to buy any security, and it is not provided as a sales or advertising communication and does not constitute investment advice. MBSC Securities Corporation, a registered broker-dealer, FINRA member and wholly owned subsidiary of BNY Mellon, has entered into agreements to offer securities in the U.S. on behalf of certain BNY Mellon Investment Management firms.

Securities in Canada are offered through BNY Mellon Asset Management Canada Ltd., registered as a Portfolio Manager and Exempt Market Dealer in all provinces and territories of Canada, and as an Investment Fund Manager and Commodity Trading Manager in Ontario.

The value of investments and the income from them is not guaranteed and can fall as well as rise due to stock market and currency movements. When you sell your investment you may get back less than you originally invested.

Rankings include assets managed by BNY Mellon’s investment boutiques and BNY Mellon Wealth Management. Each ranking may not include the same mix of firms.

Unless otherwise noted, all references to assets under management (which are approximate) are as of June 30, 2018. Assets under management (AUM)/overlay under management (OUM) for EACM Advisors and BNY Mellon Asset Management North America Corporation includes assets managed by those individual firms’ officers as associated persons, dual officers or employees of The Dreyfus Corporation. In addition, AUM/OUM for the following firms includes assets managed by the individual firms’ officers as dual officers or employees of, The Bank of New York Mellon: The Dreyfus Corporation and its BNY Mellon Cash Investment Strategies division, Newton Investment Management (North America) Limited and BNY Mellon Asset Management North America Corporation.

Alcentra Limited, Insight Investment International Limited, Newton Investment Management (North America) Limited, Newton Investment Management Limited and Walter Scott & Partners Limited are authorized and regulated by the Financial Conduct Authority. The registered address for Alcentra Limited is 160 Queen Victoria Street, London EC4V 4LA, England. The registered address for Pareto Investment Management Limited and Newton is BNY Mellon Centre, 160 Queen Victoria Street, London, EC4V 4LA, England. The registered address for Walter Scott is One Charlotte Square, Edinburgh, EH2 4DR, Scotland.

The Alcentra Group refers to the affiliated companies Alcentra, Ltd and Alcentra NY, LLC. AUM includes assets managed by both companies. Assets under management reflect assets of all accounts and portions of accounts managed by Alcentra for Alcentra and its affiliates. Specifically, certain assets under management reflect assets managed by Alcentra personnel as employees of BNY Mellon Asset Management North America Corporation, The Bank of New York Mellon and The Dreyfus Corporation under dual employee arrangement. BNY Mellon is not a guarantor of any investment managed by Alcentra.

Dreyfus Cash Investment Strategies (CIS) is a division of The Dreyfus Corporation.

BNY Investment Strategy and Solutions Group (ISSG) personnel may offer products and services in their capacity as employees and officers of The Bank of New York Mellon (“Bank”), including investment strategies that are developed by affiliated BNY Mellon investment advisory firms and managed by officers of such firms acting in their capacities as dual officers of the Bank.

BNY Mellon Fiduciary Solutions personnel may offer products and services in their capacity as employees and officers of The Bank of New York Mellon (“Bank”), including investment strategies that are developed by affiliated BNY Mellon investment advisory firms and managed by officers of such firms acting in their capacities as dual officers of the Bank.

Investment advisory services in North America are provided through two different investment advisers registered with the Securities and Exchange Commission (SEC), using the brand Insight Investment: Insight North America LLC (INA) and Insight Investment International Limited (IIIL). The North American investment advisers are associated with other global investment managers that also (individually and collectively) use the corporate brand Insight Investment and may be referred to as ‘Insight’ or ‘Insight Investment’. Insight’s assets under management (AUM) are represented by the value of cash securities and other economic exposures, and are calculated on a gross notional basis Figures shown in USD. FX rates as per WM Reuters 4pm spot rates.

Newton and/or the Newton Investment Management brand refers to the following group of affiliated companies: Newton Investment Management Limited, Newton Investment Management (North America) Limited (NIMNA Ltd) and Newton Investment Management (North America) LLC (NIMNA LLC). NIMNA LLC personnel are supervised persons of NIMNA Ltd and NIMNA LLC does not provide investment advice, all of which is conducted by NIMNA Ltd. NIMNA LLC and NIMNA Ltd are the only Newton companies to offer services in the U.S. In the UK, NIMNA Ltd is authorized and regulated by the Financial Conduct Authority in the conduct of investment business and is a wholly owned subsidiary of The Bank of New York Mellon Corporation. Assets under management include assets managed by all of these companies listed above except NIMNA LLC, which provides marketing services in the U.S. for NIMNA Ltd. Except for NIMNA LLC and NIMNA Ltd, none of the other Newton companies offer services in the U.S. or Canada. In addition, AUM for Newton may include nondiscretionary assets of wrap fee account(s) for which NIMNA Ltd provides sub-advisory services to the primary manager of the wrap program.

BNY Mellon owns a 20% interest in Siguler Guff & Company, LP and certain related entities (including Siguler Guff Advisers, LLC).

BNY Mellon Asset Management North America Corporation AUM includes discretionary and non-discretionary assets and assets managed by investment personnel acting as dual officers of affiliated entities. BNY Mellon Asset Management North America Corporation, Dreyfus and Alcentra are registered investment advisers. Dreyfus, Alcentra and The Bank of New York Mellon are wholly-owned subsidiaries of The Bank of New York Mellon Corporation. BNY Mellon owns a majority of BNY Mellon Asset Management North America Corporation ("BNY Mellon AMNA") and the remainder is owned by employees of the firm.

Securities transactions are effected, where required, only through registered broker-dealers. Pershing is the umbrella name for Pershing LLC (member FINRA, SIPC and NYSE), Pershing Advisor Solutions (member FINRA and SIPC), Pershing Prime Services (a service of Pershing LLC), Pershing Limited (UK), Pershing Securities Limited, Pershing Securities International Limited (Ireland), Pershing (Channel Islands) Limited, Pershing Securities Canada Limited, Pershing Securities Singapore Private Limited and Pershing Securities Australia Pty. Ltd. SIPC protects securities in customer accounts of its members up to $500,000 in securities (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org. SIPC does not protect against loss due to market fluctuation. SIPC protection is not the same as, and should not be confused with, FDIC insurance. Investment products (other than deposit products) referenced in this brochure (including money market funds) are not insured by the FDIC (or any other state or federal agency), are not deposits of or guaranteed by BNY Mellon or any bank or non-bank subsidiary thereof, and are subject to investment risk, including the loss of principal amount invested.

All investments involve risk including loss of principal. Certain investments involve greater or unique risks that should be considered along with the objectives, fees, and expenses before investing.

This material has been distributed for informational purposes only and should not be considered as investment advice or a recommendation of any particular investment, strategy, investment manager or account arrangement. Information contained herein has been obtained from sources believed to be reliable, but not guaranteed. Please consult a legal, tax or investment advisor in order to determine whether an investment product or service is appropriate for a particular situation. No part of this material may be reproduced in any form, or referred to in any other publication, without express written permission. The Dreyfus Corporation and MBSC Securities Corporation are subsidiaries of BNY Mellon. ©2018 MBSC Securities Corporation, 225 Liberty Street, 19th Fl., New York, NY 10281.

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